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P. Feedback and Error Correction

This section provides information related to CAT file and data submission feedback and the error correction process.

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Displaying 61 - 70 of 268 results

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All Topics

A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

Sort by

Order

09/22/2022
Event
CAIS Industry Testing Checkpoint Call (September 21, 2022)
- CAIS Industry Testing Checkpoint Call (September 21, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
09/15/2022
Event
CAIS Industry Testing Checkpoint Call (September 14, 2022)
- CAIS Industry Testing Checkpoint Call (September 14, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
09/07/2022
Event
CAIS Industry Testing Checkpoint Call (September 07, 2022)
- CAIS Industry Testing Checkpoint Call (September 07, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
08/31/2022
Event
CAIS Industry Testing Checkpoint Call (August 31, 2022)
- CAIS Industry Testing Checkpoint Call (August 31, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
08/25/2022
Event
CAIS Industry Testing Checkpoint Call (August 24, 2022)
- CAIS Industry Testing Checkpoint Call (August 24, 2022)- Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
08/23/2022
Event
Monthly CAT Update (August 23, 2022)
- Monthly CAT Update (August 23, 2022)- Presentation
- 2022 SIFMA Test (August 23, 2022)- Presentation
Audio file

Topics

A. General

B. Reporting Requirements

P. Feedback and Error Correction

Q. Customer and Account Information
08/18/2022
Event
CAIS Industry Testing Checkpoint Call (August 17, 2022)
- CAIS Industry Testing Checkpoint Call (August 17, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
08/11/2022
Event
CAIS Industry Testing Checkpoint Call (August 10, 2022)
- CAIS Industry Testing Checkpoint Call (August 10, 2022) - Presentation
- SIFMA Industry Testing Checkpoint Call (August 10, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
08/04/2022
Event
CAIS Industry Testing Checkpoint Call (August 3, 2022)
- CAIS Industry Testing Checkpoint Call (August 3, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
07/28/2022
Event
Monthly CAT Update (July 28, 2022)
- Monthly CAT Update (July 28, 2022) - Presentation
Audio file

Topics

A. General

B. Reporting Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

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