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P. Feedback and Error Correction

This section provides information related to CAT file and data submission feedback and the error correction process.

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Filter by Topic

All Topics

A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

Sort by

Order

07/28/2022
Event
CAIS Industry Testing Checkpoint Call (July 27, 2022)
- CAIS Industry Testing Checkpoint Call (July 27, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
07/28/2022
Event
Monthly CAT Update (July 28, 2022)
- Monthly CAT Update (July 28, 2022) - Presentation
Audio file

Topics

A. General

B. Reporting Requirements

P. Feedback and Error Correction

Q. Customer and Account Information
07/20/2022
Event
CAIS Industry Testing Checkpoint Call (July 20, 2022)
- CAIS Industry Testing Checkpoint Call (July 20, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
07/14/2022
Event
CAIS Industry Testing Checkpoint Call (July 13, 2022)
- CAIS Industry Testing Checkpoint Call (July 13, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
07/06/2022
Event
CAIS Industry Testing Checkpoint Call (July 6, 2022)
- CAIS Industry Testing Checkpoint Call (July 6, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
06/29/2022
Event
CAIS Industry Testing Checkpoint Call (June 29, 2022)
- CAIS Industry Testing Checkpoint Call (June 29, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
06/28/2022
Event
Monthly CAT Update (June 28, 2022)
- Monthly CAT Update (June 28, 2022) - Presentation
Audio file

Topics

A. General

B. Reporting Requirements

P. Feedback and Error Correction

Q. Customer and Account Information
06/23/2022
Event
CAIS Industry Testing Checkpoint Call (June 22, 2022)
- CAIS Industry Testing Checkpoint Call (June 22, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
06/16/2022
Event
CAIS Industry Testing Checkpoint Call (June 15, 2022)
- CAIS Industry Testing Checkpoint Call (June 15, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
06/09/2022
Event
CAIS Industry Testing Checkpoint Call (June 8, 2022)
- CAIS Industry Testing Checkpoint Call (June 8, 2022) - presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information

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