On August 2, 2023 Consolidated Audit Trail, LLC and FINRA CAT, LLC published new CAT Alert 2023-01. It establishes new Interim Reporting Obligation 4 and Full CAIS Compliance Go-Live dates for Industry Members. The new deadlines are:
Interim Reporting Obligation 4: May 24, 2024
Compliance Go-Live: May 31, 2024
More detail will be provided during the August 2, 2023 CAIS Industry Testing Checkpoint Call.