This page displays Video Tutorials related to various Consolidated Audit Trail topics and functionality.
CAT Overview Training for Industry Members
How to Access the CAT Reporter Portal
This instructional video demonstrates how to access the CAT Reporter Portal via the web.
How to Create Order Events in the Reporter Portal
This instructional video demonstrates how to manually create order events in the CAT Reporter Portal.
Separation of Production and Test User Accounts
This instructional video details the changes to entitlement which will allow users to access the CAT Reporter Portal in only the Test Environment, only the Production Environment or both environments.
Overview and Demonstration of the CAT CAIS Reporter Portal - Full CAIS Phase
These instructional videos demonstrate how to access and navigate the CAT CAIS Reporter Portal - Full CAIS Phase.
Part 1 covers Paired File Submissions via SFTP and UI, Full CAIS/LTID Phase submission toggle, Updated Submissions in Progress and Completed Submissions tabs, FDID and CAT Customer Rejection tabs, and the Submission Reports tab. (December 14, 2021)
Part 2 covers Manual Submission, Inconsistencies, and Q&A regarding error correction. (January 25, 2022)
Part 3 covers the FDID Reconciliation Report. (May 3, 2022)
How to Establish a Reporting Relationship with a CAT Reporting Agent via the CAT Reporter Portal
This instructional video demonstrates how to establish a Reporting Relationship with a CAT Reporting Agent via the CAT Reporter Portal.
Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].