Full CAIS 101 (March 1, 2022)

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a Full CAIS 101 webinar on Tuesday, March 1 at 9:15 am ET. This webinar is designed for Industry Members that may be new to, or less familiar with, the Full Customer and Account Information System (“CAIS”) and will provide an introduction to the reporting requirements, timelines and mechanics of Full CAIS.

Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.