Industry Member CAIS Report Card Webinar (August 15, 2024)

On Thursday, August 15, 2024 at 4:15 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar to provide an overview of the CAIS Report Card to be implemented beginning with the month of June 2024. The webinar will follow the regularly scheduled Monthly CAT Update. 

Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.