Industry Member Full CAIS Report Card Webinar (November 2, 2022)

On November 2, 2022 at 1:00 pm ET, FINRA CAT, LLC will host an industry webinar to provide an overview of the Full CAIS Report Card to be implemented beginning with the month of January 2023.

Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.