On Tuesday, September 10, 2019, at 4:15pm ET, CAT NMS, LLC and FINRA CAT, LLC will host an industry webinar follow-up session on the Firm Designated ID.
The event will be held at 4:15 pm ET. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. The presentation document and recording will be posted.
On Thursday, August 29, 2019, at 4:15 pm ET, CAT NMS, LLC and FINRA CAT, LLC will host an industry webinar on CAT Options Reporting. This session will be a follow-up to the recent Options Deep Dives.
The event will be held at 4:15 pm ET. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. The presentation document and recording will be posted.
On Thursday, August 29, 2019, at 10:30 am ET, CAT NMS, LLC and FINRA CAT, LLC will host an industry webinar on CAT Connectivity. The event will be held at 10:30 am ET.
Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. The presentation document and recording will be posted.
On Tuesday, August 27, 2019, at 4:15pm ET, CAT NMS, LLC and FINRA CAT, LLC will host an industry webinar focusing on the CAT Error Correction process.
The event will be held at 4:15 pm ET. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. The presentation document and recording will be posted.
On Wednesday, August 28, 2019, at 4:15pm ET, CAT NMS, LLC and FINRA CAT, LLC will host an industry webinar focusing on the security of Consolidated Audit Trail data. During the call, the SROs will share information about how the data reported to CAT will be safeguarded to ensure the security and confidentiality of the data.
The event will be held at 4:15 pm ET. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. The presentation document and recording will be posted.
On Tuesday, August 13, 2019, at 4:15 pm ET, CAT NMS, LLC and FINRA CAT, LLC will host an industry webinar on Equity Representative Orders and Linkages.
The event will be held at 4:15 pm ET. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. The presentation document and recording will be posted.
On Monday, August 12, 2019, at 4:15 pm ET, FINRA CAT, LLC will provide an overview of the CAT Onboarding Guide. This session will cover the different steps in the CAT onboarding process from Registration through Testing and Certification.
The event will be held at 4:15 pm ET. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. The presentation document and recording will be posted.