Monthly CAIS/LTID Industry Testing Checkpoint Call and Full CAIS Certification Webinar (October 6, 2021)

On Wednesday, October 6, 2021 at 4:15 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar focusing on Full CAIS Certification ahead of the Customer and Account Information Testing Environment opening on January 31, 2022. The webinar will follow the regularly scheduled Industry Testing Checkpoint Call for CAIS/LTID. 

Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please be advised that the Zoom Webinar information differs from that of the regularly scheduled CAIS/LTID Checkpoint call. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.