Phase 2c Industry Webinar (9/23/20)

On Wednesday, September 23, 2020 at 10 am ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar focusing on Phase 2c, highlighting the differences from Phase 2a/2b with a specific focus on allocations.

Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the "join from your browser" link. The presentation document and recording will be posted.