Latest Updates | CATNMSPLAN

Timeline Activity
Private Line available for network testing (BT Radianz and Century Link)
Release 1 - File Submission and Data Integrity Validations
Reference Material
Q3 2022 QPR
Timeline Activity
Production Environment Opens for Production Readiness
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Industry Test Release 1.4
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
CAT Reporter Portal User Guide Published for Industry Test Release 1.4 (March 23 functionality)
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Production Environment opens for Firm to Firm Linkage validations
Release 3 - Interfirm Linkage
Timeline Activity
Production Environment opens for Intrafirm Linkage validations
Release 2 - Intrafirm Linkage
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v3.2.2 r1
Event
Daily Industry Testing Checkpoint Call (6/24/2020)
Event
Daily Industry Testing Checkpoint Call (6/25/2020)
Event
Daily Industry Testing Checkpoint Call (6/26/2020)
Technical Specifications
Technical Specifications for IDQS v1.0 r1
Reference Material
CAT LLC Shares Condolences in Passing of FINRA Executive and Market Regulation Veteran Thomas Gira
Announcement
CAT LLC Shares Condolences in Passing of FINRA Executive and Market Regulation Veteran Thomas Gira
Reference Material
Q4 2021 QPR

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Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].