Latest Updates | CATNMSPLAN

03/16/2022
Event
Monthly CAT Update (March 16, 2022)
03/15/2022
Event
CAT CAIS Technical Specification Working Group - March 15, 2022
03/09/2022
Technical Specifications
Industry Member Reporting Scenarios v4.9
03/09/2022
Event
CAIS Industry Testing Checkpoint Call (March 9, 2022)
03/09/2022
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r7
03/07/2022
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r10
03/01/2022
Event
Full CAIS 101 (March 1, 2022)
02/23/2022
Event
CAIS Industry Testing Checkpoint Call (February 23, 2022)
02/22/2022
FAQ| K. Options
K25. When must the ‘OPT’ handlingInstructions value be used in Phase 2d?
02/22/2022
FAQ| Q. Customer and Account Information
Q39. This FAQ has been retired. Please refer to the scenario titled “DVP/RVP Account with a Clearing Number” in the Industry Member CAIS Reporting Scenarios document.
02/16/2022
Event
Monthly CAT Update (February 16, 2022)
02/15/2022
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r9
02/09/2022
Event
Monthly CAIS Industry Testing Checkpoint Call (February 9, 2022)
02/08/2022
FAQ| Q. Customer and Account Information
Q57. If there is a CAT Customer with multiple valid Input Identifiers who is associated with a single account at a CAT Reporter firm, which Input Identifier must be used to generate a Transformed Identifier for the Customer?
02/04/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.2.1

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics