Latest Updates | CATNMSPLAN

10/19/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r6
10/15/2021
FAQ| K. Options
K5. Is the ‘OPT’ handling instruction appropriate for Buy/Writes or option exercises and assignments?
10/15/2021
FAQ| K. Options
K14. Is it appropriate to use the 'OPT' handling instruction when an equity order does not become executable until a related option trade has been executed, but is not part of a complex order such as a Buy/Write?
10/14/2021
Governance
Notice of Filing of Exemptive Request Letter Related to Unique CCID for Foreign Customers
10/14/2021
Governance
Notice of Filing of Exemptive Request Letter Related to Reporting Addresses
10/13/2021
Event
LTID to Full CAIS Cutover (October 13, 2021)
10/13/2021
Event
Industry Testing Checkpoint Call (October 12, 2021)
10/12/2021
Event
CAT Technical Specification Working Group Q&A - October 12, 2021
10/08/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r11
10/08/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r5 (Redlined)
10/08/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r5
10/07/2021
Announcement
Cboe Simulated Holiday Test - Thursday, October 21, 2021
10/06/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r5
10/06/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call and Full CAIS Certification Webinar (October 6, 2021)
10/05/2021
FAQ| M. Firm Designated ID
M1. What is a Firm Designated ID (FDID)?

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics