Latest Updates | CATNMSPLAN

07/01/2020
Event
Weekly Industry Testing Checkpoint Call (6/30/2020)
07/01/2020
FAQ| E. Order Routing and Execution
E3. BD A, an Industry Member CAT Reporter, receives a customer order for 10,000 shares and subsequently routes 2,000 shares of the order to Exchange A, another CAT Reporter. BD A’s trader or trading system subsequently modifies the price of the 2,000 share order routed to Exchange A. Is BD A required to report the modification of the 2,000 share order routed to Exchange A?
07/01/2020
Governance
Notice of Filing of Exemptive Request Letter Related to Certain Verbal Activity on and off Exchange Trading Floors
06/30/2020
Technical Specifications
Customer & Account Technical Specifications for Industry Members DRAFT v2.0
06/30/2020
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 (Redlined)
06/30/2020
Technical Specifications
Industry Member Reporting Scenarios v2.6
06/30/2020
Technical Specifications
CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.1.1 (Clean)
06/30/2020
Event
CAT Technical Specification Working Group Q&A - 6/30/20
06/30/2020
Reference Material
Industry Member Reporting Scenarios (2c) v3.3
06/30/2020
Technical Specifications
Industry Member Reporting Scenarios v2.6 (Redlined)
06/30/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v4.0.0
06/23/2020
Event
Daily Industry Testing Checkpoint Call (6/23/2020)
06/22/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.1.0 r4 (Redlined)
06/22/2020
Technical Specifications
Industry Member Technical Specifications (2a/2b) v2.2.1 r6
06/22/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.1.0 r4

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics