Latest Updates | CATNMSPLAN

04/27/2020
Reference Material
Notice of Filing of Exemptive Request Letter related to Allocation Reports
04/23/2020
Event
CAT Technical Specification Working Group Q&A - 4/23/20
04/21/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.1.0 r2
04/21/2020
CAT Alert
04/21/2020
Event
Weekly Industry Testing Checkpoint Call & Status of 2a Go-Live (4/21/2020)
04/21/2020
Technical Specifications
Participant Technical Specifications v3.1.0
04/21/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.1.0 r2 (Redlined)
04/21/2020
Governance
SEC Approval Order of Exemptive Request Letter related to Phased CAT Reporting Timeline for Industry Members
04/21/2020
Technical Specifications
CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.1
04/21/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v2.2.1 r4
04/21/2020
Governance
SEC Approval Order of Exemptive Request Letter related to Introducing Broker Small Industry Members
04/21/2020
Technical Specifications
CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.1 (Redlined)
04/15/2020
Event
Weekly Industry Testing Checkpoint Call (4/14/2020)
04/14/2020
FAQ| B. Reporting Requirements
B2. What are the timestamp requirements for reporting information to the CAT?
04/14/2020
Governance
New Proposed CAT NMS Plan Amendment related to FDID

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