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K. Options
This topic includes information and reporting requirements related to options orders.
Displaying 11 - 20 of 35 results
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09/21/2021
FAQ
K20.
When must the pairedOrderID be reported to CAT?
Topics
K. Options
09/21/2021
FAQ
K19.
Which handlingInstructions value should Industry Members populate on option events when the limit price is based on option Greeks or another formula based on market conditions?
Topics
K. Options
09/21/2021
FAQ
K2.
What Industry Member Data will be reportable to the CAT during Phase 2b of the revised implementation schedule?
Topics
K. Options
07/22/2021
Event
Multi-Leg/Complex Option Order (July 21, 2021)
Multi-Leg/Complex Option Order (July 21, 2021)- Presentation
Audio file
Topics
B. Reporting Requirements
K. Options
07/13/2021
FAQ
K17.
What eventTimestamp must be used when reporting a manual Option Trade (MOOT) event?
Topics
K. Options
07/13/2021
FAQ
K16.
How must Industry Members capture the firmDesignatedID (“FDID” or “Firm Designated ID”) on Multi-Leg events in scenarios where the equity leg and option leg are originated in and/or settled to different accounts of the same customer?
Topics
K. Options
07/13/2021
FAQ
K18.
Is an electronicTimestamp required when reporting a manual Trade Event (MEOT) or manual Option Trade Event (MOOT) to CAT?
Topics
K. Options
05/06/2021
FAQ
K6.
When an Industry Member receives a simple electronic order in Listed Options and solicits interest in the execution of the order, are the solicitation and the responses to the solicitation reportable in Phase 2b?
Topics
K. Options
05/06/2021
FAQ
K12.
The concept of selling long or short is not applicable to options. How should the side field be populated on options events for a sell order?
Topics
K. Options
12/18/2020
FAQ
K8.
When an Industry Member receives a complex order including an equity leg and solicits interest in the execution of the order, are the equity leg component of the solicitation and the responses to the solicitation reportable in Phase 2a?
Topics
K. Options
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