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K. Options
This topic includes information and reporting requirements related to options orders.
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A. General
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G. Manual Orders
H. ATS
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J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
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R. Clock Synchronization
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06/12/2019
Event
In-person Consolidated Audit Trail Options Deep Dive June 4, 2019 in New York
Options Deep Dive 6/4/19 New York
Audio file
Topics
K. Options
05/16/2019
Event
Consolidated Audit Trail Options Deep Dive - Chicago (5/15/2019)
Options Deep Dive 5/15/2019
Audio file
Topics
K. Options
11/07/2018
Event
Industry Updates on the Consolidated Audit Trail (11/8/2018)
CAT Industry Webcast 11/8/2018 - Presentation
Audio file
Topics
K. Options
10/30/2018
FAQ
K3.
Are responses to auctions reportable in Phase 2b?
Topics
K. Options
03/21/2018
FAQ
K1.
Will Options Clearing Corporation (OCC) data be included in the CAT?
Topics
K. Options
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