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P. Feedback and Error Correction

This section provides information related to CAT file and data submission feedback and the error correction process.

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A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

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12/07/2021
CAT Alert
CAT Alert 2021-03-Phase 2d: Transitioning from Phase 2c and Coordinated Industry Tests

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
12/01/2021
Event
Industry Testing Checkpoint Call (November 30, 2021)
- Industry Testing Checkpoint Call (November 30, 2021) - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
12/01/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call (December 1, 2021)
- Monthly CAIS/LTID Industry Testing Checkpoint Call (12/1/21)- Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
11/23/2021
Event
Industry Testing Checkpoint Call (November 23, 2021)
- Industry Testing Checkpoint Call (November 23, 2021) - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
11/19/2021
Event
Monthly CAT Implementation Update (November 18, 2021)
- Monthly CAT Implementation Update (November 18, 2021)- Presentation
Audio file

Topics

A. General

B. Reporting Requirements

P. Feedback and Error Correction

Q. Customer and Account Information
11/17/2021
Event
Industry Testing Checkpoint Call (November 16, 2021)
- Industry Testing Checkpoint Call (November 16, 2021) - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
11/16/2021
FAQ
P6. Can previously accepted records be corrected?

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P. Feedback and Error Correction
11/16/2021
FAQ
P13. If a GTC limit order is executed several months after receipt of the order, will CAT reject the Trade Event?

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P. Feedback and Error Correction
11/16/2021
FAQ
P10. When must an Industry Member resubmit a file that is rejected by CAT?

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P. Feedback and Error Correction
11/10/2021
Event
Industry Testing Checkpoint Call (November 9, 2021)
- Industry Testing Checkpoint Call (November 9, 2021)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

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