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This section provides information related to CAT file and data submission feedback and the error correction process.

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Displaying 191 - 200 of 276 results

Filter by Content Type

Filter by Topic

All Topics

A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

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Order

08/19/2020
Event
Interfirm Linkage Overview (8/19/2020)
- Interfirm Linkage Overview (8/19/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
08/18/2020
Event
Weekly Industry Testing Checkpoint Call (8/18/2020)
- Weekly Industry Testing Checkpoint Call (8/18/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
08/12/2020
Event
Interfirm Linkage Overview (8/12/2020)
- Interfirm Linkage Overview (8/12/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
08/11/2020
Event
Weekly Industry Testing Checkpoint Call (8/11/2020)
- Weekly Industry Testing Checkpoint Call (8/11/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
08/04/2020
Event
Weekly Industry Testing Checkpoint Call (8/4/2020)
- Weekly Industry Testing Checkpoint Call (8/4/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
07/29/2020
Event
Weekly Industry Testing Checkpoint Call (7/28/2020)
- Weekly Industry Testing Checkpoint Call (7/28/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
07/23/2020
Event
Interfirm Linkage Overview (7/22/2020)
- Interfirm Linkage Overview (7/22/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
07/21/2020
Event
Weekly Industry Testing Checkpoint Call (7/21/2020)
- Weekly Industry Testing Checkpoint Call (7/21/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
07/14/2020
Event
CAT Technical Specification Working Group Q&A - 7/14/20
- 2d Requirement for Unique orderID
- TRF Corrections and Rejections
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
07/14/2020
Event
Weekly Industry Testing Checkpoint Call (7/14/2020)
- Weekly Industry Testing Checkpoint Call (7/14/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

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