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This section provides information related to CAT file and data submission feedback and the error correction process.

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A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

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F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

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Event
Daily Industry Testing Checkpoint Call (6/26/2020)

Topics

B. Reporting Requirements

P. Feedback and Error Correction
Event
Industry Testing Checkpoint Call (3/2/2021)
- Industry Testing Checkpoint Call (3/2/2021)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
Event
Daily Industry Testing Checkpoint Call (6/18/2020)

Topics

B. Reporting Requirements

P. Feedback and Error Correction
Event
CAT Technical Specification Working Group Q&A - 10/24/2019
- CAT Technical Specification Working Group Q&A - 10/24/2019 - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
Event
Daily Industry Testing Checkpoint Call (6/25/2020)

Topics

B. Reporting Requirements

P. Feedback and Error Correction
Event
Industry Testing Checkpoint Call (March 16, 2021)
- Industry Testing Checkpoint Call (3/16/2021)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
CAT Alert
CAT Alert 2019-04 - Feedback Definition for Named Errors

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P. Feedback and Error Correction
Event
Daily Industry Testing Checkpoint Call (6/24/2020)

Topics

B. Reporting Requirements

P. Feedback and Error Correction
Event
Industry Testing Checkpoint Call (2/16/2021)
- Industry Testing Checkpoint Call (2/16/2021)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
Event
Weekly Industry Checkpoint Call (3/24/2020)
- Weekly Industry Testing Checkpoint Call (3/24/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

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