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V. CAT Billing

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A. General

B. Reporting Requirements

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F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

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12/08/2023
Technical Specifications
CAT Technical Specifications for Billing Trade Details v1.0 r1

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V. CAT Billing
11/30/2023
Technical Specifications
CAT Technical Specifications for Billing Trade Details v1.0

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V. CAT Billing
11/08/2023
Event
Part 2: CAT Billing Webinar
- Part 2: CAT Billing Webinar - Presentation
Audio file

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V. CAT Billing
10/31/2023
FAQ
V13. What payment methods are available for paying the CAT invoice?

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V. CAT Billing
10/12/2023
FAQ
V9. Will there be adjustments for trades that are cancelled or corrected?

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V. CAT Billing
10/12/2023
FAQ
V14. What should a firm do if payment was submitted but is not reflected on the CAT Reporter Portal?

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V. CAT Billing
10/12/2023
FAQ
V3. How is “CAT Executing Broker” defined for CAT billing purposes?

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V. CAT Billing
10/12/2023
FAQ
V19. What happens if a firm does not enter a billing contact in the CAT Contact Management System?

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V. CAT Billing
10/12/2023
FAQ
V8. How is the Fee Rate for CAT Fees related to Prospective CAT Costs calculated?

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V. CAT Billing
10/12/2023
FAQ
V2. Which Industry Members will receive a CAT invoice?

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V. CAT Billing

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