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Displaying 1121 - 1130 of 1453 results

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A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

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Order

06/18/2019
FAQ
R5. What clock synchronization procedures are required to comply with the CAT NMS Plan?

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R. Clock Synchronization
06/18/2019
FAQ
P4. When will rejections be available?

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P. Feedback and Error Correction
06/18/2019
FAQ
P9. For what reasons are records rejected by CAT?

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P. Feedback and Error Correction
06/18/2019
FAQ
P12. Can accepted data be viewed in CAT?

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P. Feedback and Error Correction
06/18/2019
FAQ
O4. If a clearing firm enters into agreements with each of its correspondents to transmit data to CAT on behalf of the correspondents, is a separate Reporter ID required for each correspondent?

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O. Technical Requirements
06/18/2019
FAQ
O5. Can order events for more than one CAT Reporter be submitted to CAT in a single file?

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O. Technical Requirements
06/18/2019
FAQ
O7. Where can information on obtaining entitlement to CAT be found?

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O. Technical Requirements
06/18/2019
FAQ
O9. Where can information on obtaining access to the private network for reporting to CAT be found?

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O. Technical Requirements
06/18/2019
FAQ
O11. Who do I contact if I need to change the configuration of my connection to the private network?

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O. Technical Requirements
06/18/2019
FAQ
M11. Is the use of a Relationship ID to populate the FDID if the account structure is not available at the time of order receipt limited to only institutions?

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M. Firm Designated ID

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