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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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A. General
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H. ATS
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J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
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12/07/2023
Announcement
2023 Consolidated Audit Trail Advisory Committee List
Topics
A. General
12/05/2023
Reference Material
SEC Granting Exemptive Relief Related to Recordkeeping Requirements for Industry Test Data
11/30/2023
Reference Material
Outstanding Rejections Data Feedback File Schema
11/30/2023
Reference Material
Outstanding Rejections Metadata Feedback File Schema
11/30/2023
Reference Material
CAT Industry Member Technical Specifications (2d) v4.1.0
11/30/2023
Technical Specifications
CAT Technical Specifications for Billing Trade Details v1.0
Topics
V. CAT Billing
11/30/2023
Event
Part 1: CAIS Releases (November 29, 2023)
Part 1: CAIS Releases (November 29, 2023) - Presentation
Audio file
Topics
Q. Customer and Account Information
11/21/2023
Reference Material
CAT LLC- Q3 2023 Financial and Operating Budget
11/20/2023
Technical Specifications
Options Exchanges Trade Field Mapping v1.4
11/17/2023
Event
Monthly CAT Update (November 16, 2023)
Monthly CAT Update (November 16, 2023) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
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