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UPCOMING EVENT
Jul
18
Monthly CAT Update (July 18, 2024)
04:15PM EDT
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11/17/2021
Event
Industry Testing Checkpoint Call (November 16, 2021)
Industry Testing Checkpoint Call (November 16, 2021) - Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
11/17/2021
Event
CAT CAIS Technical Specification Working Group Q&A - November 16, 2021
CAT CAIS Technical Specifications Working Group Q&A (November 16, 2021)- Q&A
CAT CAIS Technical Specifications Working Group Q&A (November 16, 2021)- Presentation
Audio file
Topics
Q. Customer and Account Information
11/16/2021
FAQ
P6.
Can previously accepted records be corrected?
Topics
P. Feedback and Error Correction
11/16/2021
FAQ
P10.
When must an Industry Member resubmit a file that is rejected by CAT?
Topics
P. Feedback and Error Correction
11/16/2021
FAQ
P13.
If a GTC limit order is executed several months after receipt of the order, will CAT reject the Trade Event?
Topics
P. Feedback and Error Correction
11/12/2021
FAQ
B54.
This FAQ was retired and archived concurrent with OATS retirement. Please see FAQ B2 for more information on the timestamp requirements for CAT.
Topics
B. Reporting Requirements
11/12/2021
FAQ
B54.
Do the timestamps captured in CAT have to equal the timestamps captured in OATS? For example, if a firm’s system captures nanoseconds, but timestamps are reported to OATS in milliseconds, should the timestamp reported to CAT be captured in nanoseconds?
Topics
B. Reporting Requirements
11/10/2021
Event
Industry Testing Checkpoint Call (November 9, 2021)
Industry Testing Checkpoint Call (November 9, 2021)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
11/05/2021
Governance
Notice of Filing of Exemptive Request Letter Related to Unique CCID for Each Foreign Customer
11/04/2021
Reference Material
Appendix E - Country Codes
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