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UPCOMING EVENT
Jul
18
Monthly CAT Update (July 18, 2024)
04:15PM EDT
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A. General
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03/23/2021
Event
Industry Member Report Card – Reporting Scenario Examples (March 23, 2021)
Industry Member Report Card – Reporting Scenario Examples (March 23, 2021) - Presentation
Audio file
03/23/2021
Technical Specifications
CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.2.1 (Clean)
03/18/2021
Event
Monthly CAT Implementation Update and FINRA (SRO) Status Update on OATS Retirement (3/18/21)
Monthly CAT Implementation Update (3/18/21)- Presentation
OATS Retirement Status Update (3/18/21)- Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
03/12/2021
FAQ
B69.
How should the price and eventTimestamp fields be populated on a New Order event (MENO)/ Order Accepted event (MEOA) for a trade priced at the Net Asset Value (NAV) if the price is not known until after 4:15:00 pm ET on the date of origination/receipt?
Topics
B. Reporting Requirements
03/11/2021
Event
Phase 2d CAT Reporting Requirements for OTC Link ATS Subscribers (March 10, 2021)
Phase 2d CAT Reporting Requirements for OTC Link ATS Subscribers- Presentation
Audio file
Topics
B. Reporting Requirements
J. OTC Equity Securities
03/10/2021
Event
Industry Webinar - CAT Connectivity (March 9, 2021)
Industry Webinar - CAT Connectivity (March 9, 2021)- Presentation
Audio file
Topics
O. Technical Requirements
03/09/2021
FAQ
J2.
What are the CAT reporting responsibilities with respect to OTC Link messages?
Topics
J. OTC Equity Securities
03/09/2021
FAQ
B49.
This FAQ has been retired and archived. Please refer to FAQ U26.
Topics
B. Reporting Requirements
03/09/2021
Event
CAT Technical Specification Working Group Q&A - 3/9/21
CAT Technical Specification Working Group Q&A - 3/9/21
March 2021 Technical Specification Updates - 3/9/21
Audio file
Topics
B. Reporting Requirements
03/09/2021
FAQ
J4.
Does an Industry Member have to report a New Quote event (MENQ) for quotes in OTC equity securities that were originated prior to the date an Industry Member is required to begin reporting Phase 2d data to the CAT?
Topics
J. OTC Equity Securities
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