Skip to main content
Content type
CAT Alert
Announcement
Event
FAQ
other
Reference Material
Timeline Activity
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics
Year
- Any -
2024
2023
2022
2021
2020
2019
2018
2017
2016
2015
2014
2013
2012
Technical Specifications
Industry Member Specifications
Industry Member Reporting Scenarios
Participant Specifications
Gap Analysis
Reference Data
Communication
Events
Announcements
CAT Alerts
Plan Participant Contact List
Guidance
FAQs
Registration & Onboarding
Topics
Clock Synchronization
Event Materials
Forms
CAT Alerts
Transaction Compliance Glossary
CAIS Compliance Glossary
Video Tutorials
Timeline
About
CAT NMS Plan
Exemptive Request Letters
Implementation Plan
One-time Written Assessments
Audited Financial Statements
Plan Participants
CAT Financial and Operating Budget
CAT Fees
Billing Trade Details Technical Specifications
CAT Billing Scenarios
Billing Trade Summaries
CAT Fee Alerts
CAT Billing Alerts
CAT Billing FAQs
Funding Model Approval Order
CAT Billing Webinars
CAT Fee Disputes
Reporter Portal
Access Information
Content type
CAT Alert
Announcement
Event
FAQ
other
Reference Material
Timeline Activity
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics
Year
- Any -
2024
2023
2022
2021
2020
2019
2018
2017
2016
2015
2014
2013
2012
Topics
Home
Filters
Show Results
Subscribe
All Topics
Below is a summary of all available content.
UPCOMING EVENT
Nov
21
Monthly CAT Update (November 21, 2024)
04:15PM EST
Add To My Calendar
Displaying 81 - 90 of 1452 results
Filter by Content Type
CAT Alert
Announcement
Event
FAQ
Reference Material
Timeline Activity
Filter by Topic
All Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
Sort by
Core Official Date
Order
Sort by Oldest First
Sort by Newest First
05/22/2024
Event
CAIS Industry Testing Checkpoint Call (May 22, 2024)
CAIS Industry Testing Checkpoint Call (May 22, 2024) - Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
05/21/2024
Technical Specifications
CAT Billing Scenarios v1.1
Topics
V. CAT Billing
05/21/2024
Reference Material
SEC Granting Exemptive Relief Related to Responses to Electronic RFQs
05/17/2024
Event
Monthly CAT Update (May 16, 2024)
Monthly CAT Update (May 16, 2024) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
05/16/2024
Event
CAIS Industry Testing Checkpoint Call (May 15, 2024)
CAIS Industry Testing Checkpoint Call (May 15, 2024) - Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
05/08/2024
Event
CAIS Industry Testing Checkpoint Call (May 8, 2024)
CAIS Industry Testing Checkpoint Call (May 8, 2024) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
05/01/2024
Event
CAIS Industry Testing Checkpoint Call (May 1, 2024)
CAIS Industry Testing Checkpoint Call (May 1, 2024) - Presentation
Audio file
Topics
Q. Customer and Account Information
04/30/2024
Reference Material
Q1 2024 QPR
04/25/2024
Event
CAIS Industry Testing Checkpoint Call (April 24, 2024)
CAIS Industry Testing Checkpoint Call (April 24, 2024) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
04/18/2024
Event
Monthly CAT Update (April 18, 2024)
Monthly CAT Update (April 18, 2024) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
Pagination
«
« First
‹
‹ Previous
…
5
6
7
8
9
10
11
12
13
…
›
Next ›
»
Last »