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Content type
Announcement
CAT Alert
Event
FAQ
Reference Material
Timeline Activity
other
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
All Topics
Year
- Any -
2023
2022
2021
2020
2019
2018
2017
2016
2015
2014
2013
2012
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Announcements
3/1/2023 Consolidated Audit Trail Advisory Committee List
2023 Consolidated Audit Trail Advisory Committee List
A. General