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5/27/22 This Announcement Has Been Superseded

The Participants have determined to delay the full Customer Account Information System (“CAIS”) compliance deadline from July 11, 2022, to December 12, 2022. This extension of the compliance deadline will assist in addressing reporting challenges and delays in error feedback and processing, and will allow time for such issues to be remediated. The CAIS testing environment has been available since January 31, 2022, and the production environment has been available since April 25, 2022. While the compliance deadline for full CAIS reporting is moving to December 12, 2022, Industry Members are expected to continue testing and now will be required to certify for production system access by July 25, 2022. There will be interim reporting requirements between August 15, 2022 and December 5, 2022 to ensure Industry Members can comply with CAIS reporting requirements by December 12, 2022.