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09/07/2023
Event
Monthly CAIS Industry Testing Checkpoint Call (September 6, 2023)
09/05/2023
Technical Specifications
CAIS TIDS Schema
09/05/2023
Technical Specifications
CAIS TIDS Feedback Schema
09/05/2023
Technical Specifications
CAIS Data Feedback Schema
09/05/2023
Technical Specifications
CAIS Data File Schema
08/22/2023
Event
CAT CAIS Technical Specifications Working Group - August 22, 2023
08/17/2023
Event
Monthly CAT Update (August 17, 2023)
08/15/2023
Event
CAT Technical Specifications Working Group - August 15, 2023
08/10/2023
CAT Alert
CAT Alert 2021-02- Standards for Completing the Customer And Account Reporting Disclosure Form
08/08/2023
Reference Material
Small Firm Roadmap to May, 31, 2024
08/08/2023
CAT Alert
CAT Alert 2021-04-Phase 2e: Transitioning from LTID Account Phase to Full CAIS Phase
08/07/2023
Announcement
2023 Annual FINRA CAT User Account Certification Process For CAT Reporting Agents (CRAs)
08/03/2023
Event
Monthly CAIS Industry Testing Checkpoint Call (August 2, 2023)
08/03/2023
Governance
Proposed CAT NMS Plan Amendment to Implement a Revised Linkage Timeline (8/3/2023)
08/03/2023
Governance
Response to Comments on Order Instituting Proceedings on Proposed CAT NMS Plan Amendment Related to Funding Proposal (7/28/23)
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