Latest Updates | CATNMSPLAN

09/03/2024
Announcement
2024 Business Clock Survey
09/03/2024
Announcement
2024 Consolidated Audit Trail Advisory Committee List
08/27/2024
Event
CAT CAIS Technical Specifications Working Group - August 27, 2024
08/16/2024
Event
Industry Member CAIS Report Card Webinar (August 15, 2024)
08/16/2024
Event
Monthly CAT Update (August 15, 2024)
08/15/2024
Basic page
CAT Fee Alerts
08/08/2024
Reference Material
CAT Fee Alert 2024-2
08/08/2024
FAQ| V. CAT Billing
V27. Will invoices be rounded to the nearest penny?
08/08/2024
FAQ| V. CAT Billing
V25. How would CAT fees be assessed with regard to ATSs?
08/06/2024
Announcement
2024 Annual FINRA CAT User Account Certification Process For CAT Reporting Agents (CRAs)
08/06/2024
Reference Material
SEC Approved CAT NMS Plan as of 7/31/2024
08/02/2024
Reference Material
CAT LLC- Revised 2024 Financial and Operating Budget
08/02/2024
Reference Material
CAT Fee Alert 2024-1
07/30/2024
FAQ| B. Reporting Requirements
B37. How should buy-ins be reported to CAT?
07/29/2024
Reference Material
Q2 and Q3 2024 QPR

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