Latest Updates | CATNMSPLAN

02/24/2025
CAT Alert
CAT Alert 2025-02: Update Regarding SEC’s CAIS Exemption Order
02/24/2025
Reference Material
SEC Order Granting Exemptive Relief Related to Certain CAIS Reporting
02/20/2025
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.2.0 r2 (Clean)
02/20/2025
Event
Monthly CAT Update (February 20, 2025)
02/14/2025
CAT Alert
CAT Alert 2025-01: SEC's CAIS Exemption Order
02/11/2025
Event
CAT Transaction and CAIS Technical Specifications Working Group - February 11, 2025
02/10/2025
Reference Material
SEC Order Granting Extension of Temporary Exemptive Relief Related to Representative Orders
01/29/2025
FAQ| S. Security
S4. What is the CAT?
01/29/2025
FAQ| S. Security
S11. What happens if there is unauthorized access to CAT Data?
01/29/2025
FAQ| S. Security
S11. This FAQ has been retired and archived. Please refer to FAQ S10.
01/29/2025
FAQ| S. Security
S2. Will the CAT be required to satisfy the requirements of Reg SCI?
01/29/2025
FAQ| S. Security
S8. Who has access to CAT Data and how is it used?
01/29/2025
FAQ| S. Security
S6. This FAQ has been retired and archived. Please refer to FAQ S5.
01/29/2025
FAQ| S. Security
S5. What information is in the CAT?
01/29/2025
FAQ| S. Security
S1. This FAQ has been retired and archived. Please refer to FAQ S3.

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