Latest Updates | CATNMSPLAN

01/21/2025
FAQ| F. Representative Orders
F5. Are Industry Members required to link a Representative Order with the underlying order(s) for the Representative Order?
01/21/2025
FAQ| F. Representative Orders
F6. Are there any exceptions to the requirement to link Representative Orders with the underlying order(s)?
01/21/2025
FAQ| F. Representative Orders
F7. What is the difference between order level linkage and fulfillment level linkage on a representative order?
01/16/2025
Event
Monthly CAT Update (January 16, 2025)
01/07/2025
Reference Material
Annual Clock Synchronization Certification Form (2025)
01/02/2025
Announcement
2025 Annual Clock Synchronization Certification
01/02/2025
Reference Material
SEC Approved CAT NMS Plan as of 12/12/2024
01/02/2025
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r23
12/19/2024
Event
Monthly CAT Update (December 19, 2024)
12/18/2024
FAQ| V. CAT Billing
V22. Where can I obtain a copy of CAT LLC’s W-9?
12/17/2024
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.2.0 r1 (Clean)
12/16/2024
Reference Material
SEC Order Approving Amendments to the CAT NMS Plan to Implement Cost Savings Measures
11/22/2024
Reference Material
CAT Fee Alert 2024-3
11/21/2024
Event
Monthly CAT Update (November 21, 2024)
11/20/2024
Reference Material
CAT LLC- 2025 Financial and Operating Budget

« First
‹ Previous
1
2
3
4
5
6
7
8
9
…
Next ›
Last »

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].