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M. Firm Designated ID
This topic includes information related to the Firm Designated ID (“FDID”) and use cases.
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L. Equity Floor Brokers
M. Firm Designated ID
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05/05/2026
FAQ
M6.
If an Industry Member uses multiple reporting vendors for both Transaction system and Reference Database reporting, must each vendor use the same firmDesignatedID value representing a single, unique account, relationship or entity identifier when reporting to CAT?
Topics
M. Firm Designated ID
05/05/2026
FAQ
M10.
This FAQ has been retired and archived. Please refer to FAQ M2.
Topics
M. Firm Designated ID
05/05/2026
FAQ
M16.
This FAQ has been retired and archived.
Topics
M. Firm Designated ID
07/11/2024
Event
CAIS Industry Testing Checkpoint Call (July 10, 2024)
CAIS Industry Testing Checkpoint Call - Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
07/11/2024
Event
Industry Member CAIS Report Card Webinar (July 10, 2024)
Industry Member CAIS Report Card Webinar (July 10, 2024) - Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
06/05/2024
Event
CAIS Industry Testing Checkpoint Call (June 5, 2024)
CAIS Industry Testing Checkpoint Call (June 5, 2024) - Presentation
Audio file
Topics
M. Firm Designated ID
P. Feedback and Error Correction
Q. Customer and Account Information
05/29/2024
Event
CAIS Industry Testing Checkpoint Call (May 29, 2024)
CAIS Industry Testing Checkpoint Call (May 29, 2024) - Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
05/22/2024
Event
CAIS Industry Testing Checkpoint Call (May 22, 2024)
CAIS Industry Testing Checkpoint Call (May 22, 2024) - Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
05/16/2024
Event
CAIS Industry Testing Checkpoint Call (May 15, 2024)
CAIS Industry Testing Checkpoint Call (May 15, 2024) - Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
08/02/2023
FAQ
M16.
FAQ M1 identifies certain limited circumstances where a change/replacement in Firm Designated ID (FDID) value associated with a particular trading account or Relationship ID would be permissible. If an Industry Member changes an FDID due to one of these limited circumstances prior to Full CAIS, what additional steps are required?
Topics
M. Firm Designated ID
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