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Content type

Topics

Year

O. Technical Requirements

This topic includes information related to the technical requirements and tools for submitting data to CAT.

Displaying 1 - 10 of 25 results

09/14/2021
Event
Phase 2d Cutover (September 14, 2021)
- Phase 2d Cutover (September 14, 2021) - Presentation
Audio file

Topics

B. Reporting Requirements

O. Technical Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
03/10/2021
Event
Industry Webinar - CAT Connectivity (March 9, 2021)
- Industry Webinar - CAT Connectivity (March 9, 2021)- Presentation
Audio file

Topics

O. Technical Requirements
01/19/2021
Event
Phase 2c Cutover- Part 2 and Weekly Industry Testing Checkpoint Call (1/19/2021)
- Phase 2c Cutover- Part 2 and Weekly Industry Testing Checkpoint Call (1/19/2021)- Presentation
Audio file

Topics

B. Reporting Requirements

O. Technical Requirements

P. Feedback and Error Correction
11/17/2020
Event
Phase 2c Cutover and November 2020 Technical Specifications Overview (11/17/2020)
- Phase 2c Cutover and November 2020 Technical Specifications Overview (11/17/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

O. Technical Requirements

P. Feedback and Error Correction
02/25/2020
FAQ
O14. Can a CAT Reporter share its CAT connectivity with other affiliated CAT Reporters or affiliated CAT Reporting Agents?

Topics

O. Technical Requirements
08/30/2019
Event
Industry Webinar - CAT Connectivity (August 29, 2019)
- CAT Connectivity Overview
Audio file

Topics

O. Technical Requirements
06/24/2019
FAQ
O2. What access methods are available to Industry Members to report to CAT?

Topics

O. Technical Requirements
06/18/2019
FAQ
O11. Who do I contact if I need to change the configuration of my connection to the private network?

Topics

O. Technical Requirements
06/18/2019
FAQ
O5. Can order events for more than one CAT Reporter be submitted to CAT in a single file?

Topics

O. Technical Requirements
06/18/2019
FAQ
O4. If a clearing firm enters into agreements with each of its correspondents to transmit data to CAT on behalf of the correspondents, is a separate Reporter ID required for each correspondent?

Topics

O. Technical Requirements

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics