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V. CAT Billing

Displaying 41 - 50 of 65 results

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A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

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08/08/2024
FAQ
V25. How would CAT fees be assessed with regard to ATSs?

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V. CAT Billing
08/02/2024
Reference Material
CAT Fee Alert 2024-1

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V. CAT Billing
07/31/2024
CAT Alert
CAT Alert – 2023-02: CAT Billing

Topics

A. General

V. CAT Billing
05/21/2024
Technical Specifications
CAT Billing Scenarios v1.1

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V. CAT Billing
01/12/2024
Technical Specifications
CAT Billing Scenarios v1.0

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V. CAT Billing
12/08/2023
Technical Specifications
CAT Technical Specifications for Billing Trade Details v1.0 r1

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V. CAT Billing
11/30/2023
Technical Specifications
CAT Technical Specifications for Billing Trade Details v1.0

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V. CAT Billing
11/08/2023
Event
Part 2: CAT Billing Webinar
- Part 2: CAT Billing Webinar - Presentation
Audio file

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V. CAT Billing
10/31/2023
FAQ
V13. What payment methods are available for paying the CAT invoice?

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V. CAT Billing
10/12/2023
FAQ
V14. What should a firm do if payment was submitted but is not reflected on the CAT Reporter Portal?

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V. CAT Billing

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