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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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02/11/2020
FAQ
A30.
If a firm meets the definition of a Small Industry Member at the time its audited financial statements are prepared, but its total capital subsequently exceeds $500,000 prior to the Small Industry Member deadline of December 2021, must it immediately start reporting to CAT as a Large Industry Member?
Topics
A. General
02/11/2020
FAQ
K11.
Can an Industry Member choose to report manual option events in Phase 2b, though they are not required until Phase 2d?
Topics
K. Options
02/11/2020
FAQ
E28.
Exchange origin code is required to be reported on CAT Order Route events when routing orders to an options exchange. However, it is not required by all options exchange protocols for certain market maker orders. In these cases, with what should Industry Members populate the exchOriginCode field on the Options Order Route Event?
Topics
E. Order Routing and Execution
02/05/2020
Event
Weekly Industry Testing Checkpoint Call (2/4/2020)
Industry Test Release Checkpoint (2/4/2020) - Presentation
AWS PrivateLink Connectivity Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
T. Production Readiness Testing
02/03/2020
Governance
Notice of Filing of Exemptive Request Letter related to Timestamp Granularity and Relationship IDs
02/03/2020
Governance
Notice of Filing of Exemptive Request Letter related to the Definition of Small Industry Member
01/31/2020
Technical Specifications
Industry Member Technical Specifications (2a/2b) v2.2.1 r3
01/31/2020
Technical Specifications
Industry Member Technical Specifications (2c) v3.0 FINAL
01/31/2020
Technical Specifications
CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.0
01/30/2020
Event
CAT Technical Specification Working Group Q&A - 1/30/2020
CAT Technical Specification Working Group Q&A 1/30/2020 - Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
T. Production Readiness Testing
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