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UPCOMING EVENT
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Monthly CAT Update (December 19, 2024)
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A. General
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04/02/2020
Technical Specifications
CAT Industry Member Reporting Scenarios v3.0
04/02/2020
Technical Specifications
CAT Industry Member Reporting Scenarios v3.0 (Redlined)
04/01/2020
Event
Weekly Industry Checkpoint Call (3/31/2020)
Weekly Industry Checkpoint Call (3/31/2020)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
03/30/2020
Announcement
Request to Approve the Participants' 2/19/20 Request for Exemptive Relief
03/26/2020
Event
CAT Technical Specification Working Group Q&A - 3/26/20
CAT Technical Specification Working Group Q&A 3/26/20 - Presentation
Audio file
Topics
B. Reporting Requirements
E. Order Routing and Execution
R. Clock Synchronization
03/24/2020
FAQ
H1.
If an Industry Member holds a peg order, is the Industry Member required to report to the CAT a modification to the peg order every time the market moves?
Topics
H. ATS
03/19/2020
Governance
Approval Order of Exemptive Request Letter related to Customer and Account Information
Topics
Q. Customer and Account Information
03/19/2020
Announcement
Approval Order of Exemptive Request Letter related to Customer and Account Information
Topics
Q. Customer and Account Information
03/19/2020
Announcement
Plan Participant's Request for No Action Relief
Topics
A. General
03/18/2020
Event
Weekly Industry Testing Checkpoint Call (3/17/2020)
Weekly Industry Testing Checkpoint Call (3/17/2020)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
T. Production Readiness Testing
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