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UPCOMING EVENT
Apr
17
Monthly CAT Update (April 17, 2025)
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04/20/2023
Reference Material
CAT Industry Member Technical Specifications (2d) v4.0.0 r19
04/19/2023
Governance
Extension Request Letter Related to the July 8 Order
04/18/2023
Event
CAT Technical Specifications Working Group - April 18, 2023
CAT Technical Specification Working Group (April 18, 2023) - Presentation
Audio file
Topics
B. Reporting Requirements
M. Firm Designated ID
04/17/2023
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r18
04/06/2023
Event
Monthly CAIS Industry Testing Checkpoint Call (April 5, 2023)
Monthly CAIS Industry Testing Checkpoint Call (April 5, 2023) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
03/31/2023
Governance
Notice of Filing of Exemptive Request Letter Related to Verbal Floor and Upstairs Activity
03/29/2023
Reference Material
CAT LLC- Q1 2023 Financial and Operating Budget
03/24/2023
Event
Monthly CAT Update (March 23, 2023)
Monthly CAT Update (March 23, 2023) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
03/21/2023
FAQ
Q16.
Can an Industry Member submit the same CAIS record every business day? Or should the Industry Member submit only a delta record? For example, if a record is submitted on T and nothing changes, can the same record be submitted on T+1, T+2, etc.? Or should the Industry Member only resubmit the record if a required data element changes?
Topics
Q. Customer and Account Information
03/13/2023
Reference Material
Proposed CAT NMS Plan Amendment Related to Funding Proposal (3/13/2023)
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