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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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09/15/2022
Event
CAIS Industry Testing Checkpoint Call (September 14, 2022)
CAIS Industry Testing Checkpoint Call (September 14, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
09/09/2022
Reference Material
September 8, 2022 Letter to SEC- Proposed Amendment to Reporter Agreement and Reporting Agent Agreement
09/07/2022
Event
CAIS Industry Testing Checkpoint Call (September 07, 2022)
CAIS Industry Testing Checkpoint Call (September 07, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
08/31/2022
Event
CAIS Industry Testing Checkpoint Call (August 31, 2022)
CAIS Industry Testing Checkpoint Call (August 31, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
08/25/2022
Event
CAIS Industry Testing Checkpoint Call (August 24, 2022)
CAIS Industry Testing Checkpoint Call (August 24, 2022)- Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
08/24/2022
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r17
08/23/2022
FAQ
T7.
Clarifications to the descriptions of the ‘AUTHREP’ and ‘AUTH3RD’ values for the role field were published in version 2.0 r8 of the CAT Reporting Customer and Account Technical Specifications for Industry Members-Full CAIS (“Technical Specifications”) on April 8, 2022. The revised descriptions will require a change to the value my firm must populate in the role field. Given the time constraints between publication and the Production Readiness Certification Deadline for Full CAIS (July 25, 2022), is my firm required to change the ‘AUTH3RD’ value to ‘AUTHREP’ for FDID Records my firm intended to use to conduct testing for production readiness for Full CAIS reporting?
Topics
T. Production Readiness Testing
08/23/2022
Event
Monthly CAT Update (August 23, 2022)
Monthly CAT Update (August 23, 2022)- Presentation
2022 SIFMA Test (August 23, 2022)- Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
08/23/2022
FAQ
Q66.
An Industry Member chooses to optionally report a DVP/RVP account that does not have a clearing number or DTC number. In this scenario, how should the DVPCustodianID field be populated when a DVP/RVP account is temporarily not assigned a clearing number or DTC number because the account is new, or the current clearing number or DTC number has been removed from DTCC's ALERT service and no new clearing number or DTC number is available?
Topics
Q. Customer and Account Information
08/18/2022
Event
CAIS Industry Testing Checkpoint Call (August 17, 2022)
CAIS Industry Testing Checkpoint Call (August 17, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
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