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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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A. General
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K. Options
L. Equity Floor Brokers
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N. Third Party Reporting
O. Technical Requirements
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01/29/2021
FAQ
A25.
Are primary market transactions subject to CAT reporting?
Topics
A. General
01/29/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0
01/26/2021
FAQ
D26.
What is the difference between ‘CND’ and ‘CMC’ handlingInstructions?
Topics
D. Order Receipt
01/26/2021
FAQ
B70.
How should the price and eventTimestamp fields be populated on a Trade Event (MEOT) for a trade priced at the Net Asset Value (NAV)?
Topics
B. Reporting Requirements
01/26/2021
FAQ
I10.
When must the senderType field be populated with a value of ‘O’?
Topics
I. Foreign Securities
01/26/2021
FAQ
I11.
When must the destinationType field be populated with a value of ‘O’?
Topics
I. Foreign Securities
01/21/2021
Event
Monthly CAT Implementation Update (1/21/21)
Monthly CAT Implementation Update (1/21/21)- Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
01/19/2021
Event
Phase 2c Cutover- Part 2 and Weekly Industry Testing Checkpoint Call (1/19/2021)
Phase 2c Cutover- Part 2 and Weekly Industry Testing Checkpoint Call (1/19/2021)- Presentation
Audio file
Topics
B. Reporting Requirements
O. Technical Requirements
P. Feedback and Error Correction
01/19/2021
Event
CAT Technical Specification Working Group Q&A - 1/19/21
Technical Specifications Updates Presentation - 1/19/21
CAT Technical Specification Working Group Q&A - 1/19/21
Audio file
Topics
B. Reporting Requirements
01/19/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members DRAFT v2.0 r2
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