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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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A. General
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01/08/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r5
01/08/2021
Technical Specifications
Industry Member Reporting Scenarios v2.10
01/06/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call (01/06/2021)
Monthly CAIS/LTID Industry Testing Checkpoint Call (01/06/2020)- Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
01/05/2021
Event
Weekly Industry Testing Checkpoint Call (1/5/2021)
Weekly Industry Testing Checkpoint Call (1/5/2021)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
01/04/2021
FAQ
U23.
What does the term “booking” mean in relation to the reporting of CAT allocation events?
Topics
U. Allocations
12/29/2020
Event
Weekly Industry Testing Checkpoint Call (12/29/2020)
Weekly Industry Testing Checkpoint Call (12/29/2020)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
12/18/2020
FAQ
K8.
When an Industry Member receives a complex order including an equity leg and solicits interest in the execution of the order, are the equity leg component of the solicitation and the responses to the solicitation reportable in Phase 2a?
Topics
K. Options
12/17/2020
Event
Monthly CAT Implementation Update (12/17/20)
Monthly CAT Implementation Update (12/17/20)- Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
12/16/2020
Event
Industry Member Report Card Webinar (12/16/20)
Industry Member Report Card- Presentation
Audio file
12/15/2020
Event
Weekly Industry Testing Checkpoint Call (12/15/2020)
Weekly Industry Testing Checkpoint Call (12/15/2020)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
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