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Reference Material
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Topics
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Latest Updates
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03/10/2025
Announcement
2025 Entitlement Certification Period - CAT Organizations With Super Account Administrators (SAAs)
03/07/2025
Reference Material
Proposed CAT NMS Plan Amendment – CAIS (3/7/2025)
03/04/2025
Announcement
2025 Consolidated Audit Trail Advisory Committee List
02/26/2025
Event
Part 1: CAIS Report Card Webinar
02/26/2025
Event
Part 2: CAIS Report Card Webinar
02/24/2025
Reference Material
SEC Order Granting Exemptive Relief Related to Certain CAIS Reporting
02/24/2025
CAT Alert
CAT Alert 2025-02: Update Regarding SEC’s CAIS Exemption Order
02/20/2025
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.2.0 r2 (Clean)
02/20/2025
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.2.0 r2 (Redlined)
02/20/2025
Event
Monthly CAT Update (February 20, 2025)
02/14/2025
CAT Alert
CAT Alert 2025-01: SEC's CAIS Exemption Order
02/11/2025
Technical Specifications
2025 Industry Member Releases (Transaction) - Scope and Schedule
02/11/2025
Event
CAT Transaction and CAIS Technical Specifications Working Group - February 11, 2025
02/11/2025
Technical Specifications
Full CAIS Industry Member Release Rollout
02/10/2025
Reference Material
SEC Order Granting Extension of Temporary Exemptive Relief Related to Representative Orders
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