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UPCOMING EVENT
Jun
26
Monthly CAT Update (June 26, 2025)
04:15PM EDT
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03/04/2025
Announcement
2025 Consolidated Audit Trail Advisory Committee List
02/24/2025
Reference Material
SEC Order Granting Exemptive Relief Related to Certain CAIS Reporting
02/24/2025
CAT Alert
CAT Alert 2025-02: Update Regarding SEC’s CAIS Exemption Order
Topics
Q. Customer and Account Information
02/20/2025
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.2.0 r2 (Clean)
02/20/2025
Event
Monthly CAT Update (February 20, 2025)
Monthly CAT Update (February 20, 2025) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
Q. Customer and Account Information
V. CAT Billing
02/14/2025
CAT Alert
CAT Alert 2025-01: SEC's CAIS Exemption Order
Topics
Q. Customer and Account Information
02/11/2025
Event
CAT Transaction and CAIS Technical Specifications Working Group - February 11, 2025
CAT Transaction and CAIS Technical Specifications Working Group (February 11, 2025) - Presentation
Audio file
02/10/2025
Reference Material
SEC Order Granting Extension of Temporary Exemptive Relief Related to Representative Orders
01/29/2025
FAQ
S12.
Is Industry Testing performed in a Production Environment?
Topics
S. Security
01/29/2025
FAQ
S11.
This FAQ has been retired and archived. Please refer to FAQ S10.
Topics
S. Security
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