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UPCOMING EVENT
Jun
26
Monthly CAT Update (June 26, 2025)
04:15PM EDT
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O. Technical Requirements
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11/10/2020
Event
Weekly Industry Testing Checkpoint Call (11/10/2020)
Weekly Industry Testing Checkpoint Call (11/10/2020)-Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
11/10/2020
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v3.2.2 r2
11/06/2020
Technical Specifications
Industry Member Reporting Scenarios v2.9
11/06/2020
Technical Specifications
Industry Member Reporting Scenarios v3.6
11/06/2020
Technical Specifications
Industry Member Technical Specifications (2a/2b) v2.2.1 r8
11/06/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.1.0 r7
11/06/2020
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r3
11/04/2020
FAQ
D24.
What value should be populated in the deptType field for orders in which a broker-dealer is providing direct market access to customers that are not broker-dealers?
Topics
D. Order Receipt
11/04/2020
Event
Weekly Industry Testing Checkpoint Call (11/03/2020)
Weekly Industry Testing Checkpoint Call (11/03/2020)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
10/29/2020
FAQ
Q13.
How should an Industry Member populate the ltidEffectiveDate if it did not record the date on which the LTID or ULTID became associated to the FDID within its systems?
Topics
Q. Customer and Account Information
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