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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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L. Equity Floor Brokers
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05/21/2020
FAQ
T6.
By what date must Industry Members that only handle orders in options complete production readiness testing?
Topics
T. Production Readiness Testing
05/21/2020
Event
Intrafirm Linkage Overview (5/20/2020)
Intrafirm Linkage Overview (5/20/2020)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
05/21/2020
Event
CAT Technical Specification Working Group Q&A - 5/21/20
Order Effective Time Overview
CAT Technical Specification Working Group Q&A 5/21/20- Presentation
Audio file
Topics
B. Reporting Requirements
05/21/2020
FAQ
A21.
Will the CAT be ready to accept Industry Member Data in November 2018? If not, when will Industry Members be required to begin reporting to the CAT?
Topics
A. General
05/19/2020
FAQ
B9.
Are all messages, as represented in order routing protocols such as FIX, required to be reported to CAT by Industry Members?
Topics
B. Reporting Requirements
05/19/2020
FAQ
B28.
Are event times required to be reported in Eastern Time?
Topics
B. Reporting Requirements
05/19/2020
CAT Alert
CAT Alert 2020-01 - Industry Member Test Plan
Topics
T. Production Readiness Testing
05/19/2020
FAQ
D15.
If the handlingInstructions reported with an order contains instructions that reflect the order is only eligible to be traded at the time it is received, such as "Fill or Kill", or implies the time the order is eligible, such as "Market on Open", is the tradingSession field still required to be populated?
Topics
D. Order Receipt
05/19/2020
Event
Weekly Industry Testing Checkpoint Call (5/19/2020)
Weekly Industry Testing Checkpoint Call (5/19/2020)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
05/19/2020
Technical Specifications
Industry Member Reporting Scenarios (2c) v3.2
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