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UPCOMING EVENT
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Monthly CAT Update (December 19, 2024)
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07/01/2020
FAQ
E9.
This FAQ has been retired and archived. Please refer to FAQ B58.
Topics
E. Order Routing and Execution
07/01/2020
FAQ
D28.
This FAQ has been retired and archived. Please refer to FAQ B58.
Topics
D. Order Receipt
07/01/2020
FAQ
E3.
BD A, an Industry Member CAT Reporter, receives a customer order for 10,000 shares and subsequently routes 2,000 shares of the order to Exchange A, another CAT Reporter. BD A’s trader or trading system subsequently modifies the price of the 2,000 share order routed to Exchange A. Is BD A required to report the modification of the 2,000 share order routed to Exchange A?
Topics
E. Order Routing and Execution
07/01/2020
Event
Separation of Production and Test User Accounts
Separation of Production and Test User Accounts- Presentation
Audio file
Topics
A. General
07/01/2020
Event
Weekly Industry Testing Checkpoint Call (6/30/2020)
Weekly Industry Testing Checkpoint Call (6/30/2020)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
07/01/2020
FAQ
B58.
How should the orderType field be populated for orders that are not market orders, but are not received/originated or routed with a specific limit price?
Topics
B. Reporting Requirements
07/01/2020
FAQ
B61.
What are the CAT reporting requirements for Stop Stock orders?
Topics
B. Reporting Requirements
07/01/2020
Governance
Notice of Filing of Exemptive Request Letter Related to Certain Verbal Activity on and off Exchange Trading Floors
Topics
A. General
07/01/2020
FAQ
D28.
How should orderType be populated for orders that are received or originated without a specific limit price, but that do not have special handling instructions that include pricing criteria and are not market orders? For example, an order is originated to represent multiple customer orders, but does not have a set limit price.
Topics
D. Order Receipt
07/01/2020
FAQ
E8.
How should the orderType on the Order Route Event be populated for orders routed as Stop or Stop Limit orders?
Topics
E. Order Routing and Execution
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