Latest Updates | CATNMSPLAN

Timeline Activity
Onboarding Guide Update to include Multi-Factor Authentication
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Industry Members are permitted to begin reporting Quote Sent Time on OMM quotes
Timeline Activity
Equities AND Options- Report Card Availability
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v3.2.2 r1
CAT Alert
CAT Alert 2019-02 - CAT Reporting Technical Specifications for Industry Members - Final
Timeline Activity
Test Environment opens for Firm to Firm Linkage validations
Release 3 - Interfirm Linkage
Timeline Activity
Test Environment Opens for Options Phase 2d reporting requirements
Timeline Activity
Industry Test Release 1.1
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Industry Test Release 1.4
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Full CAIS Final Technical Specification Published
Technical Specifications
CAT Alert 2018-001- Industry Member Reporting Technical Specifications
Technical Specifications
Technical Specifications for IDQS
Event
Industry Testing Checkpoint Call (3/2/2021)
Event
Industry Testing Checkpoint Call (March 16, 2021)
Reference Material
Q1 2021 QPR

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Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].