Latest Updates | CATNMSPLAN

12/23/2015
Governance
12/23/15 Amended and Restated CAT NMS Plan Submission
09/02/2015
Governance
Supplement #2 to Exemptive Request Letter: Account Effective Date
09/02/2015
Governance
Approval Order of Exemptive Request Letter
06/12/2015
Technical Specifications
EBS-CAT Gap Analysis
04/03/2015
Governance
Supplement #1 to Exemptive Request Letter: Allocation Report Examples
01/30/2015
Governance
Notice of Filing of Exemptive Request Letter
09/30/2014
Governance
Amended and Restated CAT NMS Plan Submission (2/17/2015)
09/30/2014
Governance
Initial CATNMS Plan Submission (9/30/2014)
Timeline Activity
Production Environment Go-Live for Options 2b Exchange Linkage validations
Release 4 - TRF/Exchange Linkage
Timeline Activity
Customer and Account Information - Compliance Go-Live
Timeline Activity
Industry Test Release 1.2
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
First Day of Interim Reporting Obligation 2
Timeline Activity
Industry Members and CAT Reporting Agents must complete production readiness testing for 2a reporting
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
LTID Account Information Reporting Go-Live for Phases 2a, 2b, 2c and 2d (Small Industry Members)
Timeline Activity
Onboarding Guide Update to include Multi-Factor Authentication
Release 1 - File Submission and Data Integrity Validations

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