Latest Updates | CATNMSPLAN

Timeline Activity
Full CAIS Final Technical Specification Published
Technical Specifications
CAT Alert 2018-001- Industry Member Reporting Technical Specifications
Technical Specifications
Technical Specifications for IDQS
Governance
Proposed CAT NMS Plan Amendment - Verbal Quotes (08/02/2024)
Reference Material
Q3 2020 QPR
Event
Industry Testing Checkpoint Call (2/16/2021)
Basic page
Audited Financial Statements
Reference Material
Q4 2021 QPR
Timeline Activity
Test Environment opens for file submission and data integrity validations
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Small Firms: Production Go-Live for Options 2b reporting requirements
Timeline Activity
CAT Secure Reporting Gateway available for network testing
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
LTID Technical Specification Published
Timeline Activity
CAT Reporter Portal User Guide Published for Industry Test Release 1.4 (March 23 functionality)
Release 1 - File Submission and Data Integrity Validations
Event
Daily Industry Testing Checkpoint Call (6/24/2020)
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r22

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