Latest Updates | CATNMSPLAN

Timeline Activity
LTID Account Information Reporting Go-Live for Phases 2a, 2b and 2c (Large Industry Members)
Timeline Activity
Private Line available for network testing (BT Radianz and Century Link)
Release 1 - File Submission and Data Integrity Validations
Governance
Request to Approve the Participants' 2/19/20 Exemptive Relief Request
Event
Daily Industry Testing Checkpoint Call (6/25/2020)
Reference Material
CAT LLC Shares Condolences in Passing of FINRA Executive and Market Regulation Veteran Thomas Gira
Timeline Activity
Test Environment opens for Intrafirm Linkage validations
Release 2 - Intrafirm Linkage
Timeline Activity
Test Environment Opens for Equities Phase 2c reporting requirements
Timeline Activity
Plan Participant UAT begins for Industry Test Release 1.1 (November 18 functionality) and Reference Data Release
Release 1 - File Submission and Data Integrity Validations
Reference Material
Q3 2022 QPR
Timeline Activity
LTID Account Information Testing Environment Opens
Governance
Industry Recommendations for the Creation of a Consolidated Audit Trail (CAT) (3/28/13)
Event
Daily Industry Testing Checkpoint Call (6/15/2020)
Event
Daily Industry Testing Checkpoint Call (6/22/2020)
Timeline Activity
Test Environment opens for Equities 2a Exchange and TRF Linkage validations
Release 4 - TRF/Exchange Linkage
Timeline Activity
Small Firms: Production Go-Live for Equities 2a reporting requirements

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Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].